Regulatory risks are more central than ever to effective risk management—both with respect to compliance risk (negative consequences that flow from failures to achieve substantial regulatory compliance), and policy risk (adverse consequences that flow from failing to anticipate, and prepare for changes in laws or regulations). Improperly managed, compliance risks can generate substantial litigation costs, civil and criminal penalties, and significant brand damage. Inattention to approaching regulatory changes often requires costly restructurings and compliance adjustments, and can eviscerate competitive advantages due to spiraling operational costs.

 

We understand these challenges, and utilize our experience and practical understanding of the regulatory process to assist clients in managing regulation-related risks, freeing them to focus on their business operations. Perhaps more significantly, we assist our clients in capitalizing on the opportunities these regulatory risks also present. We assist our clients by:

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• Defining relevant regulatory obligations

• Assisting the development, implementation, and oversight of comprehensive policies and procedures

• Advising on nascent regulatory/enforcement trends

• Counseling on effective internal enforcement of policies and procedures